ICM

Fixed-Income Specialists

Aggie 100 AWARD WINNER

Fixed-Income Specialists

ICM Prides itself in being a leader in fixed-income investments.

Phone:

OFFICE: 281-293-9900
FAX: 281-293-8095
Toll Free: 888-358-8040

ABOUT ICM

Institutional Capital Management, Inc. (ICM) is an introducing broker for RBC Dain Rauscher, Inc. Formerly Dain Rauscher, it was purchased in 2003 by The Royal Bank of Canada for $1.5 billion in cash and today is one of the premier investment banking firms in the United States. This affiliation with RBC Dain Rauscher enables ICM to provide two significant benefits to its clientele. First, every ICM client has the assurance that their investments are fully protected. Every trade is fully backed by the capital and strength of RBC Dain Rauscher; consequently, their financial statement has been enclosed for your review. Additionally, each account is protected by the Securities Investor Protection Corporation (SIPC) and by an insurance policy underwritten by Lloyds of London, which combine to protect each account up to $100 million. Second, as an independent brokerage firm with trading autonomy, ICM is able to access the securities inventories of all the major investment firms throughout the United States in order to find investment opportunities which can best meet the specific investment objectives of each client. ICM was founded in 1996 and has experienced extraordinary growth since inception. Specializing in Mortgage Backed Securities with an emphasis on Collateralized Mortgage Obligations, ICM transacted close to $1 billion in securities business in 2004. Dain Rauscher has a proven history of providing exceptional correspondent services since 1979 and with execution and clearing capabilities on all principal exchanges is ideally suited to assist every ICM client in achieving financial success. Today, RBC Dain Rauscher has over $20 billion in assets under management. Together ICM and RBC Dain Rauscher form a partnership completely dedicated to helping every ICM client meet and exceed their investment expectations. Additional information on both firms can be obtained by viewing their respective websites, www.rbcdaincs.com and www.icmcapital.com or by calling me toll free at 888-358-8040. We look forward to being of service to you! Sincerely, The Institutional Capital Management Team